A Fiduciary, Fee-Only Wealth Management Firm
Helping You Build a Better Tomorrow While Living Your Best Financial Life NOW!
FEES
FEE-BASED STRUCTURE
FEES: Client authorizes the third party custodian holding Client funds and securities to deduct fees due TCM under this agreement directly from Client’s account in accordance with invoices prepared and submitted to Client by TCM.
CLIENTS RESPONSIBILITIES: Client recognizes that the value and usefulness of the financial advisory services provided by TCM will be dependent upon the provision of truthful, accurate and complete information that he/she provides and upon his/her active participation in the formulation of financial planning objectives and in the implementation of plans to attain those objectives.
Client agrees to provide complete and truthful responses to all client questionnaires provided by TCM.
TERM: Client may terminate the Agreement without penalty within five business days of signature and receive a refund of any advisory fees paid by client less any transaction fees incurred by TCM on Client’s behalf.
All unpaid fees for services will become immediately due and payable upon termination of the agreement.
After the first five days, AM services will continue until either party terminates the agreement on two business days written notice.
If termination occurs prior to the end of a calendar quarter, a pro rata refund of unearned advisory fees will be made to Client less any transaction costs that have been incurred in Client’s account that are due and payable to TCM at the time of termination.
Fees for Asset Management (“AM”) are computed at a percentage of assets:
PORTFOLIO SIZE $ ANNUAL % ASSET MGT. “AM”
| $5,000,000 Plus | 1.20% |
The fees for AM will be payable six months in advance.
The first payment is due and payable upon execution of the Agreement for AM, and will be assessed pro rate in the event the Agreement is executed other than the first day of the new calendar quarter.
Clients will receive an invoice each period due TCM.
TCM shall be compensated for Capital Gains – DAH.
